A 2,400-advisor broker-dealer made its signature an examinable control

Facing a FINRA examination cycle with disclosures maintained by hand across a dozen offices, Meridian moved to a single approved disclosure library with continuous drift detection and a tamper-evident change history — turning 'we think the notice went out' into 'here is proof.'

in-scope mailboxes carrying the required disclosure: 100%; in-scope mailboxes carrying the required disclosure
missing-disclosure findings at next exam: 0; missing-disclosure findings at next exam
disclosure variants consolidated to one library: 9 → 1; disclosure variants consolidated to one library

Size: ~2,400 advisors + support
Platform: Microsoft 365
Region: US

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Representative composite based on common deployments in this industry — not a single named customer. Figures illustrate the outcomes the described controls are designed to produce.

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